The author: Professor Yasser Metwally
http://yassermetwally.com
INTRODUCTION
July 30, 2008 — Dystonia is a disorder characterized by involuntary sustained muscle contractions resulting in repetitive movements or abnormal postures. Despite an incomplete understanding of the neurological mechanisms underlying dystonia, relief of dystonic posturing and associated pain and discomfort has markedly improved since the introduction of botulinum toxin (BTX) therapy in the late 1980’s.
Botulinum toxin (BTX) is one of the most potent biologic substances known. There are 7 distinct serotypes: A, B, C, D, E, F, and G, each of similar size and structure. However, the serotypes differ in their potency, duration of action and cellular target sites. Types A and B have been shown to be safe and effective in double-blind clinical trials for the treatment of dystonia. One formulation of BTX-A is marketed worldwide under the name Botox (Allergan Inc.) and another in Europe as Dysport (Speywood, UK). Botox was approved in December 1989 by the US Food and Drug Administration (FDA) for “the treatment of strabismus, blepharospasm, and focal spasms including hemifacial spasm.” A formulation of botulinum toxin type B (BTX-B), was approved in December 2000 by the FDA for treatment of cervical dystonia, and will be marketed under the name Myobloc in the US and Neurobloc in Europe (Elan Pharmaceuticals).
It is important to recognize that the various commercial formulations of botulinum toxin differ in the dosages used clinically owing to differences in potency and diffusion (see below).
BOTULINUM TOXIN TYPE A (BTX-A)
BTX proteins have been studied since the early 1900’s, initially to gain an understanding of botulism, a form of food poisoning. Later, they were studied because of the unique and specific muscle paralysis induced by minute amounts of the toxins. During the past 30 years of work on the use of the toxin for human treatment, selective procedures for the production, purification and dispensing of the toxin have been developed to make it suitable for injection. Today botulinum toxin type A (BTX-A) is employed and considered safe and effective for treatment of movement disorders and spasticity. One of the more common movement disorders treated with BTX-A is focal dystonia, the most frequently occurring types of which include cervical dystonia, blepharospasm, hand dystonia, oromandibular dystonia, occupational dystonia, and laryngeal dystonia.
Applications for botulinum toxin injections
-
Focal dystonia
-
Hemifacial spasm
-
Myoclonus
-
Dystonic tics
-
Tremors
-
Bruxism
-
Spasticity
Treatment of focal dystonia using BTX is designed to improve patient’s posture and function and to relieve associated pain. As BTX-A has been studied most intensely and used most widely this section will outline its structure, origin and mechanism of action.
The toxin inhibits release of acetylcholine, a neurotransmitter responsible for activation of muscle contraction. Administration of the toxin results in weakness in the injected muscle. Some nerve terminals are not affected by the toxin, allowing the injected dystonic muscle to contract, but with less force. This weakness allows for improved posture and function of the dystonic muscle(s). The degree of weakness depends on the dose, and the duration of weakness is further dependent on the serotype employed.
Botulinum toxin is synthesized as a single chain peptide with a molecular mass of 150kDa. This form has relatively little potency as a neuromuscular blocking agent and activation requires a two-step modification in the tertiary structure of the protein. This process converts the single chain neurotoxin to a di-chain neurotoxin comprising a 100,000 dalton heavy chain (HC) linked by a disulfide bond to a 50,000 dalton light chain (LC). BTX acts at the neuromuscular junction where it exerts its effect by inhibiting the release of acetylcholine (ACH) from the presynaptic nerve terminal. ACH is contained in vesicles and several proteins (VAMP, SNAP-25 and syntaxin) are required to mediate fusion of these vesicles with the axon terminal membrane. BTX binds to the presynaptic terminal via the HC. The toxin is then internalized and the H and L chains are separated. The L-chain from BTX-A cleaves SNAP-25, the L-chains from B and F cleave VAMP and that from C cleaves syntaxin. This results in a disruption of ACHrelease and subsequent neuromuscular transmission resulting in weakness of the injected muscle.
The toxin is produced by gram-negative anaerobic bacteria Clostridium botulinum. It is harvested from a culture medium after fermentation of a toxin-producing strain of Clostridium botulinum, which lyses and liberates the toxin into the culture. The toxin is then extracted, precipitated, purified, and finally crystallized with ammonium sulfate. BTX-A should be diluted with preservative-free saline and the preparation should be used within 4 hours of reconstitution. Conditions for stability of the toxin in solution include ph 4.2-6.8 and temperature less than 20 degrees Celsius. Crystallized toxin is easily inactivated in solution by shaking. Biological activity of BTX-A distributed by Allergan Inc. (BOTOX) is different from the BTX-A produced in the UK by Speywood Pharmaceuticals in England (Dysport) or Japan. The potency of BTX is expressed as mouse units with 1 mouse unit equivalent to the median lethal dose (LD 50) for mice. BOTOX is dispensed in small vials containing 100 units (U), while avial of Dysport contains 500U. The relative potency of BOTOX units to Dysport units is approximately 1:4. BOTOX units are used throughout this chapter. Most physicians dilute the vial of BOTOX with 1 to 4 ml of saline, for a concentration of 2.5-10U/0.1 ml.
For injection purposes EMG guidance is generally advised with the exception of injections of muscles around the eye and some facial muscles. The dose of BOTOX injected intramuscularly depends on the muscle size. Small muscles, such as the vocal cords receive 0.75 U, whereas larger neck muscles may require 100 to 150 U and lower limb muscles may require 200-300 U to exert a desirable effect. After injection, BTX starts to weaken the muscle within 24 to 72 hours and maximal effect occurs after about 14 days and benefit can last for 3-6 months.
BTX should only be administered by trained specialists utilizing correct equipment, which includes EMG monitoring to help diagnose the underlying disorder and to identify appropriate muscles for injection. Prior to treatment with BTX, patients should have a neurological evaluation and examination performed. Secondary causes of dystonia such as drug-induced dystonia or Wilson disease should be ruled out. Physicians administering BTX must have a good understanding of both the anatomy of affected muscles and the resultant movement disorder. Patient education and counseling are essential components of a comprehensive therapeutic approach to all patients with dystonia. BTX can be used as sole therapy or as an adjunct to oral medications. Physical therapy may play a role as a supplement to BTX.
Medications used to treat focal dystonia
-
Botulinum toxin injections
-
Benzodiazepines
-
Clonazepam
-
Lorazepam
-
Diazepam
-
Baclofen
-
Anticholinergics
-
Trihexyphenidyl
-
Benztropine
-
Dopamine depleting agents
-
Optimum goals of BTX treatment
Achieve a balance between sufficient weakness to reduce spasm and without interfering with function. The best combination of reduction in dystonia and pain with optimization of function should be sought.
During injection patients may report a stinging sensation especially with treatment around the eyelids and face. Bruising at the site of injection may occur. In general, side effects are usually localized to the site of injection and are related to excess weakness of injected muscles that is transient and well tolerated. Systemic side effects, though rare, consist of a flulike syndrome that is transient and may last up to a few weeks. Serious side effects are dysphagia and respiratory compromise, which may occur with injections into the neck, mouth region and vocal cords. Intravascular injection is to be avoided as this may cause generalized weakness. Pneumothorax is a rare, potentially serious complication, from pleural penetration when performing injections into the lower neck or back.
A number of cases of systemic botulism-like reaction to BTX-A injections have recently been reported. Generalized weakness including bulbar weakness developed in both cases and resolved over several weeks. One of these patients had been treated for torticollis for many years and the other had only one series of injections for spasticity.
The lethal dose of BOTOX in humans is not known, although it has been estimated to be about 3000 units. However, the usual maximum total recommended dose at an injection session is about 600-800U.
Botulinum neurotoxins may be immunogenic. Antibodies may develop, bind to the BTX and inactivate it. The incidence of antibody-mediated resistance for BOTOX, as determined by the mouse lethality assay, is reported between 3% and 10%. The only apparent symptom of the development of antibodies is lack of response to further injections. The use of other serotypes (F or B) may benefit those who have developed antibody resistance. In a patient who no longer responds to BTX-A (“secondary non-responder”) and in whom immunogenicity is suspected the recommended approach is to inject 20 U Botox into hypothenar or forehead muscles. If the patient is still responsive, transient weakness will develop in the muscle 1-2 weeks after injection. An alternative or adjunct is to take blood for antibody assay but this is usually not covered by insurance. Risk factors for the development of antibodies include higher doses, shorter intervals between injections, booster doses, and young age. Recommendations to help preventdevelopment of antibodies include (1) use of smallest possible dose to achieve relief (2) interval between injections of at least 1 month (preferable interval is 3 months), and (3) avoid “booster injection.”
A patient who does not respond to the first injection of BTX-A is referred to as a “primary non-responder,” but reasons for non-response can include inappropriate site of injection and too low a dose. A person should not be considered an initial non-responder until they have been injected by an expert using increasing doses or lack of response demonstrated using one of the clinical tests discussed above.
There are no known absolute contra-indications to the use of BTX-A. Relative contra-indications include myasthenia gravis or motor neuron disease. Patients who are pregnant or lactating may not be appropriate candidates for BTX therapy.
Relative contra-indications for clinical application of botulinum toxin
-
Pregnancy and lactation
-
Neuromuscular disease (eg, myasthenia gravis, Eaton Lambert syndrome)
-
Motor neuron disease
-
Concurrent use of aminoglycosides
CLINICAL APPLICATIONS OF BOTULINUM TOXIN
Blepharospasm (BS) is characterized by involuntary, intermittent, forced eyelid closure. BTX is considered the treatment of choice for blepharospasm and has been used for this disorder since 1983. It has also been used effectively in the treatment of blepharospasm induced by drugs such as L-dopa or neuroleptics, dystonic eyelid and facial tics in patients with Tourette syndrome and in patients with “apraxia of eyelid opening.”
Treatment may be started with 10U of BOTOX per eyelid, injecting a total of 20U per patient. The most common effective dose is 25U per eye. It is recommended to dilute the BOTOX with 4ml of normal saline. As the orbicularis oculi muscle lies superficially, intradermal injection with a 27- to 30-gauge needle is recommended. Typically 3-5 points around each eye are injected. The principle is to avoid the mid-portion of the upper eye-lid to avoid inadvertent diffusion into the levator palpebrae superiores, which would lead to undesirable ptosis. Injection into the medial lower lid is also usually avoided.
Onset of improvement is seen in 4-7 days and benefit can last for up to 4 months
Ten percent of patients develop ptosis, which improves spontaneously in less than 2 weeks. Other complications include blurring of vision, tearing, and local hemorrhage.
This condition typically presents with loss of speed and fluency of movement during a specific task. Neurological evaluation is required to rule out radiculopathy or peripheral nerve entrapment for which specific treatment might be available. Nerve conduction studies may be required to exclude ulnar neuropathy or median entrapment neuropathy at the wrist. Examination of the forearm muscles should be performed during the specific task so as to determine which muscles are involved in the dystonia. Observations should be made at rest and during the provoking activity. The patient should be instructed to avoid compensating for the dystonia. The selection of muscles for injection depends on clinical examination, patient report of local pain or tightness, and/or EMG evidence of excessive activity.
BTX is injected into the muscle belly; localizing muscles for injection in the forearm may be difficult as many of the muscles are deep and overlapping. EMG is recommended to help identify the ‘target’ dystonic muscle. Once proper needle location is confirmed, BTX can be injected. Common initial doses of BOTOX for writer’s cramp are 5 U for small muscles and 10-20 U for the muscles in the forearm. Large doses into a single muscle are best given in multiple sites to aid diffusion of the toxin to a greater number of end plates. The dose of BTX is titrated over several injection sessions to the dose that maximizes relief from dystonia while minimizing muscle weakness. Subsequent injections should be given at 2-4 month intervals. At each subsequent session, the patient should be examined for weakness that might indicate postponing treatment or reducing the dose. As the pattern of muscle contraction can change, the dystonia should be re-evaluated at each session.
Treatment may lead to an improvement in abnormal posture, pain, and/or restoration of normal function. Benefit has been reported in up to 80-90% patients and is usually apparent 5-7 days after injection. Symptomatic relief peaks about 2 weeks after treatment and may last for 3-4 months.
Cervical dystonia (CD) is the most common form of focal dystonia and is characterized by sustained postures or contractions of the neck muscles. Deviation of the head can occur in multiple directions; turning of head (torticollis) is the most common subtype of cervical dystonia. Laterocollis (titling) bends the head laterally, moving the ear towards the ipsilateral shoulder; anterocollis (forward flexion) deviates the chin downward towards the chest; while retrocollis (extension) produces upward extension of the chin. Cervical dystonia can involve any combination of these deviations.
CD is usually idiopathic but in some cases it follows trauma. A study including 300 patients at Baylor College of Medicine revealed that up to 11% patients had significant neck injury less than 1 year prior to the onset of CD. Exposure to neuroleptic drugs accounted for 6% of the CD patients in the Baylor series. Neurological examination is essential to rule out radicular processes or ophthalmologic disorders, which can present with abnormal posture of the head.
The anatomy of the neck is complex; a basic familiarity with anatomic landmarks, muscle origins and insertions, and vital structures in that region is necessary to effectively use BTX injections to treat these patients. The abnormal postures of CD usually result from abnormal activity of multiple muscles. Postures are complex with combinations of turning, tilting, head flexion or extension, and shoulder elevation.
Proper selection of the involved muscles is the most important determinant of response to BTX treatment. Thus, careful examination of the patient in different positions is indicated; instruct the patient to position the head in a comfortable upright posture. Passively adjust the head and observe for additional extension, flexion, and rotation that may be compensated for by the patient and note any contractures. Palpate for contracting muscles and hypertrophy and any point tenderness. The patient should then be asked to walk and the head position is observed and recorded. The head position that is most abnormal is used to select the muscles for injection. Electromyography (EMG) is recommended to localize involved muscles and it can facilitate the accuracy of injection.
Most commonly injected muscles include sternocleidomastoid, trapezius, splenius capitis, levator scapulae, and scalene complex. Muscles involved in the abnormal posturing are isolated using standard anatomical landmarks. EMG guidance is recommended for injection purposes. Once the EMG electrode is inserted, the patient is instructed to activate the muscle evoking a full recruitment pattern. Needle is held in position and the patient resumes a relaxed position. The syringe is aspirated to ensure that the tip is not within a blood vessel and the appropriate amount of BTX is then directly injected through the electrode into the muscle. BOTOX treatment doses range from 10-600 U, with 200-300 U most commonly used; usually 2-6 muscles are injected at multiple sites along the belly of the muscle to allow for adequate diffusion of the toxin.
Ninety percent of patients report some improvement in the postural deviation. In published reports 76-93% of patients experienced pain relief following treatment with BTX. In some studies, subjective pain relief is frequently more impressive than objective improvement in head posture. Latency between injections and onset of clinical benefit is around 7 days. Duration of effect is 3-4 months.
The most common side effects include neck weakness (20-30%), dysphagia (10-20%), and local pain. The occurrence of dysphagia appears to be related to the dose and the muscles injected. Side effects are transient and usually resolve spontaneously within 2-3 weeks.
Oromandibular dystonia (OMD) is characterized by abnormal involuntary movements or spasms of lower face, jaw, and tongue muscles. Patients present with spasms of these muscles and jaw deviation.
Treatment of this condition with BTX requires a detailed knowledge of the local anatomy. Evaluation by both a neurologist and otolaryngologist is recommended. OMD can involve different combinations of muscles including the masseter, lateral and medial pterygoids, and temporalis. The recommended dose of BTX is 20 U in each muscle.
Seventy to eighty percent of patients with OMD benefit from local injections of BTX into the inappropriately contracting muscles. Improvement is observed within the first week after BTX and the benefit can last for 3-4 months.
Side effects are uncommon and include dysphagia and pain at the injection site.
Laryngeal dystonia, also called spasmodic dysphonia, is characterized by abnormal involuntary spasms of vocal muscles resulting in an abnormal voice pattern.
Before a patient can be considered as a potential candidate for BTX injections, the diagnosis of laryngeal dysphonia must be confirmed by neurological, otolaryngological, and voice assessment. Clinical findings should be documented by video and voice recording with fiberoptic laryngoscopy. The thyroarytenoid muscles are located with EMG guidance and percutaneous injections of BTX are administered through the cricothyroid membrane. BTX dose ranges from 1.5-3 U. Currently, a bilateral injection approach is the most frequently used technique.
Seventy-five percent patients note improvement in voice symptoms. Relief after BTX injection begins within 24-72 hours and lasts for an average of 4 months.
Swallowing difficulties in 60% patients, which can last for 3-7 days. Transient hypophonia and stridor have also been reported.
Hemifacial spasm (HFS) is one of the more common craniofacial movement disorders. It is characterized by unilateral muscle contractions of the face. Hemifacial spasm may involve any combination of orbicularis oculi, frontalis, risorius, zygomaticus major, and platysmas muscles. This is not a form of focal dystonia but rather is most probably caused by irritation of the seventh cranial nerve by an artery compressing the nerve as it exits the brain stem. Injections of BTX are tailored to the facial muscles in spasm and the muscles affected differ from patient to patient. Side effects depend on location of injection; lower face injections may result in facial weakness and asymmetry, face and mouth droop, drooling and loss of facial expression. Forehead injections can result in brow ptosis or loss of eyebrow elevation. Most patients receive substantial benefit within 48 to 72 hours after an injection and benefit peaks by 2 to 3 weeks and can last for 3 to 4 months.
BOTULINUM TOXIN TYPE B (BTX-B) FOR DYSTONIA
Myobloc (Elan Pharmaceuticals) was approved by the FDA in December 2000 for treatment of patients with cervical dystonia to reduce the severity of abnormal head position and neck pain associated with cervical dystonia. BTX-B has also received marketing authorization from the European Union’s Committee for Proprietary Medicinal Products and will be marketed as Neurobloc (Elan Pharmaceuticals). Reported clinical studies have shown Myobloc/Neurobloc to be a safe and effective treatment for cervical dystonia in patients who have responded to BTX A and in those who developed resistance to BTX A. As with all the botulinum toxins, BTX-B acts at the neuromuscular junction inhibiting the release of acetylcholine (ACh) at the presynaptic membrane. This primary mechanism of action of BTX-B differs from BTX-A, as BTX-B inactivates a different protein involved in the release of ACh at the presynaptic nerve terminal.
FUTURE AND CONTROVERSIES
Unresolved issues concerning BTX include the following:
-
Lack of standardization of biological activity of the different preparations
-
Poor understanding of the toxin, including its mechanism of action, potency, and long-term effects
-
Inadequate assays of Botulinum toxin antigens
-
Variations in method of injection
Future directions include improving the efficacy of BTX or finding a superior NMJ blocking agent with a prolonged duration of action. Given the potential for development of an immune response against the toxin, it will be necessary to have (1) alternative serotypes that can replace the ones to which patients are immune, (2) formulations that are engineered to be less immunogenic, and (3) alternative drugs with little or no probability of evoking antibody formation.
Greater clinical utility would occur with formulations that can be stored longer once partially used, provide more prolonged benefit, and less frequently induce antibody formation causing non-responsiveness.
References
- Brin MF, Lew MF, Adler CH: Safety and efficacy of NeuroBloc (botulinum toxin type B) in type A- resistant cervical dystonia. Neurology 1999 Oct 22; 53(7): 1431-8.
- Elston JS: Botulinum toxin for blepharospasm. Jankovic J, Hallett M, eds. Therapy with Botulinum Toxin, New York: Marcel Dekker 1994; 299-306.
- Hallett M: Physiology of dystonia. Fahn S, Marsden CD, Delong M, eds. Advances in Neurology, New York: Lippincott-Raven 1997; 11-19.
- Illowsky K, Hallett M: Botulinum toxin treatment of focal hand dystonia. Jankovic J, Hallett M, eds. Therapy with Botulinum Toxin, New York: Marcel Dekker 1994; 299-306.
- Jankovic J, Schwartz K, Donovan DT: Botulinum toxin treatment of cranial-cervical dystonia, spasmodic dysphonia, other focal dystonias and hemifacial spasm. J Neurol Neurosurg Psychiatry 1990 Aug; 53(8): 633-9.
- Jankovic J: Botulinum toxin in movement disorders. Curr Opin Neurol 1994 Aug; 7(4): 358-66.
- Report of the Therapeutics and Technology Assessment Subcommittee of the America: Assessment: the clinical usefulness of botulinum toxin-A in treating neurologic disorders. Neurology 1990 Sep; 40(9): 1332-6.
- Metwally, MYM: Cervical dystonia. An online post at www.yassermetwally.net [Full text]
- MetwallyMYM: Botox: Effective Treatment for Dystonia and Muscle Spasm. An online post at www.yassermetwally.net [Full text]
- Metwally MY: Pharmacology of Botulinum toxins. An online post at www.yassermetwally.net [Full text]